Registrant Law is seeking a part-time AML compliance consultant to join Registrant Law's securities law and regulatory compliance practice. The hours will be on an "as-needed" basis, meaning some weeks there could be no hours. This position would be primarily remote.
About the position:
- Assist with Anti-Money Laundering (AML) for Securities Dealers
- Conduct AML effectiveness reviews
- Assist clients with development of AML programs, including policies and procedures and risk assessments
- Provide AML training
- Monitor updates to AML/TF legislation and implement changes
- Other AML matters
Qualifications:
- The candidate must have experience as a CAMLO at a Canadian registered securities firm, either conducting AML effectiveness reviews or heavily involved in the AML process
- Attention to detail and comprehensive in their work
- Excellent written and verbal communication and strong interpersonal skills
- Proficient in Microsoft Office and technology