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    • Home
    • Services
      • Practice Areas
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    • About us
      • Our Team
      • Nancy Mehrad, CEO
      • Craig McFarlane
      • We're growing!
    • Publications & Events
      • Publications
      • Events
      • Subscribe
    • Contact us
  • Home
  • Services
    • Practice Areas
    • Service Models
    • CFRs l Registration
  • About us
    • Our Team
    • Nancy Mehrad, CEO
    • Craig McFarlane
    • We're growing!
  • Publications & Events
    • Publications
    • Events
    • Subscribe
  • Contact us

We're Growing!

Part-time securities lawyer

Registrant Law is seeking a part-time securities lawyer to join Registrant Law's securities law and regulatory compliance practice.  This position would be primarily remote.


About the position:


  • The candidate will provide securities law and regulatory compliance advice to Registrant Law clients, which are primarily securities registrants including investment advisers, investment dealers, and investment fund managers.  The candidate may also provide advice on ancillary areas, such as AML and privacy.
  • The candidate will advise clients independently and with little supervision.  
  • This is primarily a remote position.


Qualifications:


  • Minimum 10 years of experience practicing securities law, advising asset managers, portfolio managers or investment dealers, obtained at a law firm, financial institution or wealth or asset management firm. 
  • You are able to advise clients independently, and work well in a remote environment.
  • You have superior analytical and communication skills and the ability to manage multiple deadlines and priorities while paying attention to details. 
  • You have an interest in business development, including attending client events, industry associations and promoting the firm via social media.  

If you meet the above qualifications, and you would like to learn more, please complete the information below.

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