Registrant Law provides strategic legal guidance to foreign firms and international financial institutions engaging with Canadian clients. We help non-Canadian advisers, dealers, and investment fund managers understand and navigate Canada’s securities registration requirements, including when registration is necessary and when exemptions may apply.
Our team advises on key exemptions such as the International Adviser Exemption, International Dealer Exemption, and International Sub-Adviser Exemption, helping firms determine eligibility and meet all regulatory conditions.
For those seeking full registration with Canadian securities regulators, we offer end-to-end support through the registration process, including compliance with provincial requirements, disclosure obligations, and industry qualifications.
Whether your firm is entering the Canadian market or expanding its services, Registrant Law ensures your cross-border activities are compliant, efficient, and strategically aligned with your business goals.
To learn more about the Canadian securities registration requirements for foreign firms or foreign companies that advise Canadian clients, see Registrant Law's publication here: https://registrantlaw.com/publications-1/f/canadian-securities-registration-requirements-for-foreign-firms
Contact Nancy Mehrad at nancy@registrantlaw.com to learn more about our Cross Border Advisory practice.