Mark is a securities lawyer at Registrant Law with over 35 years’ securities law and regulatory compliance experience.
Mark advises portfolio managers, fund managers and dealers on a variety of securities law and regulatory compliance matters.
Prior to joining Registrant Law, Mark held a variety of executive level legal and compliance positions at some of Canada’s largest banks and financial institutions, including Chief Compliance Officer and Chief Legal Officer roles. He currently also serves as an Independent Review Committee member for a family of Canadian investment funds and is a lecturer at the Lincoln Alexander School of Law at Toronto Metropolitan University.
Ontario, 1994
LLM in EU Law, University of Leicester, 2014
LLB, Osgoode Hall Law School, 1992
BA in German and Spanish, McGill University, 1983