Shamira Esmail, Compliance Consultant

Shamira is a Compliance Consultant at Registrant Law, with more than 25 years of regulatory compliance and financial accounting experience.  

Shamira assists our clients with various regulatory compliance matters, working with Registrant Law lawyers on firm and individual registration applications, AML effectiveness reviews, compliance policies and procedures, regulatory audit preparations, training, and other regulatory compliance matters.

Prior to joining Registrant Law, Shamira worked as a Chief Compliance Officer with various portfolio managers, investment fund managers and exempt market dealers in Western Canada, and at the Alberta Securities Commission as an examiner and as a  regulatory analyst.  

Shamira is highly conversant with the requirements of NI 31-103, 45-106, FINTRAC, privacy breach reporting, regulatory audits and financial reporting. 

Shamira has extensive experience in developing policies and procedures and ongoing monitoring of operations, including fund compliance and regulatory filings.